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SEC Rule 10b-5
Results: 780

#	Item
721	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]December 17, 2010 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-20 08:31:13 Finance Financial services Collective investment schemes U.S. Securities and Exchange Commission Investment Advisers Act Securities and Exchange Commission SEC Rule 10b-5 Securities Act Financial economics Investment United States securities law
722	Administrative Proceeding: Herbert A. Getz, Esp. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-03-18 15:12:53 SEC filings Financial regulation New Deal Securities Act Securities Exchange Act Form 10-K SEC Rule 10b-5 Waste Management Inc U.S. Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
723	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-15 17:56:43 U.S. Securities and Exchange Commission Financial system Financial economics Securities regulation in the United States Investment Advisers Act Securities fraud Securities Exchange Act SEC Rule 10b-5 United States securities law Financial regulation Teicher
724	Microsoft Word - comp20399.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-14 15:53:27 Finance Securities 73rd United States Congress United States Securities and Exchange Commission Stock market Securities Act SEC Rule 10b-5 Securities fraud Private placement Financial economics United States securities law Investment
725	No[removed]___________________________________________________ UNITED STATES COURT OF APPEALS FOR THE FIRST CIRCUIT ___________________________________________________ SECURITIES AND EXCHANGE COMMISSION, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-02 10:50:00 Financial regulation Financial system Economics SEC Rule 10b-5 Insider trading Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Securities Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
726	C:uments and SettingstBal Settingsporary Internet Files51C50411.wpd Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-09-20 16:55:56 Financial regulation Financial economics 76th United States Congress Government Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities Act SEC Rule 10b-5 United States securities law 73rd United States Congress United States Securities and Exchange Commission
727	[removed]UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT _______________________________________________ IN RE WORLDCOM, INC. SECURITIES LITIGATION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-20 13:23:50 Financial regulation Corporate crime Business Finance Securities Exchange Act Basic Inc. v. Levinson Securities Act SEC Rule 10b-5 Securities regulation in the United States United States securities law United States Securities and Exchange Commission 73rd United States Congress
728	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 9, 2008 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-07 13:06:23 Accountancy Public Company Accounting Oversight Board U.S. Securities and Exchange Commission Securities Act Securities regulation in the United States Sarbanes–Oxley Act SEC Rule 10b-5 Securities Exchange Act United States securities law Financial regulation Business
729	Order Denying Request for Extension of Time, Postponement, or Adjournment: Joseph John Vancook Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-10 15:03:23 Legal procedure Appeal Appellate review U.S. Securities and Exchange Commission SEC Rule 10b-5 Motion Administrative law judge Law Government Lawsuits
730	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-22 15:54:40 Financial regulation Corporate crime U.S. Securities and Exchange Commission Dynegy Securities Act Securities regulation in the United States Securities Exchange Act Economy of the United States SEC Rule 10b-5 United States securities law 73rd United States Congress United States Securities and Exchange Commission

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